REGULATORY RISK MANAGER

Posted by Core-Asset Consulting on 09/01/2018
Postcode
Company name Core-Asset Consulting
Category Accounting
Contract Permanent
Full/Part time Full time
Salary £ 1 - Negotiable
Description
Job description:

Core-Asset Consulting's client, a leading global financial services firm is looking for a Regulatory Risk Manager to join their team in Glasgow on a permanent basis.

The successful candidate will work within the Regulatory Risk Manager to join their team. You will build an intricate knowledge of rules and regulations pertinent to the team firm systems and data sources, as well as the processes that are in place to ensure compliance with regulations.

Core responsibilities:


• Learning and performing functions in order to be able to manage and perform checking of workings/disclosure processes performed by team members to ensure the highest standards of accuracy are reached.
• Ensuring the team achieve tight daily reporting and disclosure deadlines by organising and managing the team's workload.
• Building a detailed understanding of each process, ensuring accurate filings to made to the regulators.
• Acquiring an intricate knowledge of firm booking models, systems, data sources and processes, building the ability to understand the wider environment and question data integrity.
• Identification and implementation of process improvements
• Identification, mitigation, escalation and reporting of potential/current risks.
• Providing support to other members of the team.
• Close communication with stakeholders including our dedicated compliance team and the business unit.
• People management including coaching, career development and performance feedback.
• Managing the relationship with vendors
• Contributing to ongoing change projects affecting the team.
• Ensure the team adhere to firmwide and operations policies and procedures
Essential:


• Regulatory Risk experience within financial services
• Diversified financial services product knowledge - particularly in Equity products
• Advanced level of regulatory understanding
• Excellent verbal and written communication abilities
• Proven management experience. Skills in delegation, organisation and people management to ensure the team works effectively and efficiently.
• Strong time management and task prioritisation skills. Willing to work additional hours to ensure all deliverables are performed within required timescales.
• Strong sense of urgency, accountability and ownership
• Focus on guardianship, ensuring that issues are identified, escalated, resolved and reported on a timely basis
• Leads by examples working with drive and determination
• Ability to work well under pressure, lending control and order to a difficult or pressurised situation
• Ability to absorb information and learns quickly
• Innovation and creative skills - challenges the existing processes and status quo.
• Excellent inter-personal skills
Job reference: 9871

To apply for this vacancy applicants must be eligible to work in the UK in accordance with the Immigration, Asylum and Nationality Act 2006.

Core-Asset Consulting offers specialist recruitment services to asset management, accounting & finance, asset servicing, legal and the wider financial services sector in Scotland.

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Core-Asset Consulting

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London - E1W3

London - E1W3

Glasgow - G69

Aberdeen - AB16

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