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T&C Supervisor

Posted by Ignata_specialist_recruitment_ltd-cv_library on 09/08/2018
Postcode
Company name Ignata Specialist Recruitment Ltd
Category Accounting
Contract Permanent
Full/Part time Full time
Salary £ 27000 - £30000/annum £27k - 30k
Description
SF Group are currently recruiting for a T&C Supervisor to join an established, successful and growing nationwide Wealth Management Firm in their Leeds City Centre office. The company provide Financial Advice to high net worth individuals and are expanding their team to support the company’s growth.

T&C Supervisor

The Company:

One of the UK’s leading IFA firms
Successful and highly regarded by clients and staff alike
Innovative and market leading group

Duties:

Carry out one to one meetings and annual role-plays
Ensure Adviser records are kept up to date
Assist with adviser inductions and provide them with ongoing support including coaching through ongoing stages of T&C scheme
Answer regulatory helpline queries such as financial planning, technical, product and T&C related queries
Assess pre-approval cases
Approve Financial Promotions

In order to be considered for this role applicants must:

Ideally have level 4 DipFA or be working towards it
Demonstrate reliability and strong interpersonal skills
Hold previous experience in a regulatory role or similar

If you feel your experience is right for this role, and you have previously worked in a similar or related capacity within an IFA Group please call Peter on (Apply online only) or email on

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